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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

As Published: 2014

CASS 11.13 Client money distribution in the event of a failure of a firm or approved bank

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COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

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EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

As Published: 2016

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

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DTR 1C.2 Modifying rules and consulting the FCA

As Published: 2018

DTR 1C.2 Modifying rules and consulting the FCA

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SUP 12.5 Contracts: required terms

As Published: 2002

SUP 12.5 Contracts: required terms

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LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

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MAR 9.5 Frequently Asked Questions

As Published: 2017

MAR 9.5 Frequently Asked Questions

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PR App 1.1

As Published: 2005

PR App 1.1

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SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

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COND 2.7 Business model

As Published: 2013

COND 2.7 Business model

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

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