Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

IFPRU 8.1 Prudential consolidation

As Published: 2014

IFPRU 8.1 Prudential consolidation

…

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

…

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission or imposing, varying or cancelling requirements on the FCA's own initiative

…

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

…

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

…

REC 3.12 Legal proceedings

As Published: 2013

REC 3.12 Legal proceedings

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

COLL 8.1 Introduction

PERG 2.6 Specified investments: a broad outline

REC 2A.1 Introduction

EG 7.1 The FCA’s use of sanctions

SUP 13A.4 EEA firms establishing a branch in the United Kingdom

EG 6.2 Publicity during, or upon the conclusion of regulatory action

COLL 4.2 Pre-sale notifications

SUP 16.3 General provisions on reporting

COLL 3.3 Units

COND 1.1A Application

SUP 12.1 Application and purpose

SUP 10C.16 References and accurate information

SYSC 6.1 Compliance

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation