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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 10.4 Position reporting

As Published: 2017

MAR 10.4 Position reporting

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

MAR 10.3 Position management controls

As Published: 2017

MAR 10.3 Position management controls

IFPRU 2.2 Internal capital adequacy assessment process

As Published: 2014

IFPRU 2.2 Internal capital adequacy assessment process

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

COLL 12.3 EEA UCITS management companies

As Published: 2013

COLL 12.3 EEA UCITS management companies

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

REC 2A.2 Method of satisfying the RAP recognition requirements

As Published: 2013

REC 2A.2 Method of satisfying the RAP recognition requirements

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SYSC 19A.3 Remuneration principles for IFPRU investment firms

As Published: 2011

SYSC 19A.3 Remuneration principles for IFPRU investment firms

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

SYSC 19C.3 Remuneration principles

As Published: 2014

SYSC 19C.3 Remuneration principles

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations