Search Result

1061 - 1080 of 1716 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.17 Regulated Covered Bonds Regulations 2008

As Published: 2016

EG 19.17 Regulated Covered Bonds Regulations 2008

EG 3.2A Information requests (section 122A)

As Published: 2016

EG 3.2A Information requests (section 122A)

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

CASS 11.2 Firm classification

As Published: 2014

CASS 11.2 Firm classification

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2011

REC 3.22 Restriction of, or instruction to close out, open positions

COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

As Published: 2016

EG 11.2 Criteria for determining whether to exercise powers to obtain restitution

FIT 1.1 Application and purpose

As Published: 2015

FIT 1.1 Application and purpose

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

REC 3.9 Fees and incentive schemes

As Published: 2013

REC 3.9 Fees and incentive schemes

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

As Published: 2008

COBS 4.5 Communicating with retail clients (non-MiFID provisions)

IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

LR 12.1 Application

As Published: 2005

LR 12.1 Application

CASS 1A.2 CASS firm classification

As Published: 2010

CASS 1A.2 CASS firm classification

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

As Published: 2014

IFPRU 1.3 Supervisory benchmarking of internal approaches for calculating own funds requirements

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose