Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

…

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

…

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

…

CASS 9.3 Prime brokerage agreement disclosure annex

As Published: 2010

CASS 9.3 Prime brokerage agreement disclosure annex

…

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

SYSC 5.1 Skills, knowledge and expertise

REC 3.4 Members of the management body and internal organisation

CONC 5A.4 Cost cap for operating an electronic system in relation to lending

DTR 2.2 Disclosure of inside information

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

PRIN 3.2 What?

TC App 5.1

LR 8.7 Supervision of sponsors

MCOB 7.7 Business loans and loans to high net worth mortgage customers: tailored provisions

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SYSC 8.1 General outsourcing requirements

COLL 4.3 Approvals and notifications

CONC 2.8 E-commerce