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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities

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LR 3.4 Debt and other securities

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

PERG 5.6 The regulated activities: arranging deals in, and making arrangements with a view to transactions in, contracts of insurance

PERG 4.6 Advising on regulated mortgage contracts

LR 5.2 Cancelling listing

REC 4.7 The section 297 power to revoke recognition

EG 12.1 The FCA’s general approach

DISP 1.10 Complaints reporting rules

LR 5.4A Transfer between listing categories

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

FEES 4.3 Periodic fee payable by firms (other than AIFM qualifiers, ICVCs and UCITS qualifiers)

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 13.4 Providing cross border services into another EEA State

REC 4.2C Control over a UK RIE

BIPRU 4.7 The IRB approach: Equity exposures

EG 16.2 Disapplication orders

FINMAR 2.5 Measures to prohibit, restrict or limit transactions in short selling

MAR 10.5 Other reporting, notifications and information requirements

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

LR 2.2 Requirements for all securities