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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

LR 6.14 Shares in public hands

As Published: 2017

LR 6.14 Shares in public hands

CREDS 2.1 Application and purpose

As Published: 2011

CREDS 2.1 Application and purpose

EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

COLL 12.1 Introduction

As Published: 2011

COLL 12.1 Introduction

COND 2.5 Suitability

As Published: 2004

COND 2.5 Suitability

SUP 10C.5 FCA governing functions: Executive

As Published: 2015

SUP 10C.5 FCA governing functions: Executive

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

As Published: 2016

EG 11.1 Restitution orders under sections 382, 383 and 384 of the Act: the FCA's general approach

PERG 15.4 Small payment institutions, agents and exempt bodies

As Published: 2011

PERG 15.4 Small payment institutions, agents and exempt bodies

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

COCON 1.1 Application

As Published: 2015

COCON 1.1 Application

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

IFPRU 8.2 Large Exposures

As Published: 2014

IFPRU 8.2 Large Exposures

SYSC 4.8

As Published: 2015

SYSC 4.8