Search Result

501 - 520 of 1438 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

SUP 13A.2 EEA firms and Treaty firms

As Published: 2009

SUP 13A.2 EEA firms and Treaty firms

EG 4.2 Notifying the person under investigation where notice is not required under the Act

As Published: 2016

EG 4.2 Notifying the person under investigation where notice is not required under the Act

PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

PERG 13.2 General

As Published: 2011

PERG 13.2 General

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

As Published: 2012

FINMAR 2.6 Procedures relating to the market maker exemption and the authorised primary dealer exemption

SUP 13.10 Applicable provisions

As Published: 2013

SUP 13.10 Applicable provisions

CASS 1.3 General application: where?

As Published: 2007

CASS 1.3 General application: where?

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

REC 4.4 Complaints

As Published: 2011

REC 4.4 Complaints

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs