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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 19A.1 General application and purpose

As Published: 2010

SYSC 19A.1 General application and purpose

…

GEN 4.3 Letter disclosure

As Published: 2005

GEN 4.3 Letter disclosure

…

SYSC 5.1 Skills, knowledge and expertise

As Published: 2006

SYSC 5.1 Skills, knowledge and expertise

…

MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

…

SUP 16.10 Verification of firm details

As Published: 2004

SUP 16.10 Verification of firm details

…

DTR 8.2 Approval as a primary information provider

As Published: 2014

DTR 8.2 Approval as a primary information provider

…

IFPRU 4.6 Internal ratings based approach: probability of default

As Published: 2014

IFPRU 4.6 Internal ratings based approach: probability of default

…

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

As Published: 2016

EG 13.11 Applications for orders against debt avoidance: the FCA’s policy

…

EG 4.12 Search and seizure powers

As Published: 2016

EG 4.12 Search and seizure powers

…

EG 9.1 Introduction

As Published: 2016

EG 9.1 Introduction

…

REC 6.5 FCA decision on recognition

As Published: 2013

REC 6.5 FCA decision on recognition

…

EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

…

CASS 8.3 Records and internal controls

As Published: 2014

CASS 8.3 Records and internal controls

…

SUP 5.2 The FCA’s power

As Published: 2016

SUP 5.2 The FCA’s power

…

EG 11.4 Determining the amount of restitution

As Published: 2016

EG 11.4 Determining the amount of restitution

…

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

…

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

As Published: 2016

EG 8.7 The FCA’s policy on exercising its power of intervention against incoming firms under section 196 of the Act

…

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

…

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

As Published: 2012

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

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