Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 17.3 Requirements with continuing application

REC 2.7A Position management and position reporting in relation to commodity derivatives

BIPRU 5.4 Financial collateral

MCOB 12.4 Payment shortfall charges: regulated mortgage contracts

SUP 12.5 Contracts: required terms

BIPRU 1.2 Definition of the trading book

COND 2.7 Business model

REC 2A.4 Power and procedure for RAP penalties and censures

SYSC 19C.1 General application and purpose

EG 19.23 Electronic Money Regulations 2011

CONC 7.11 Disclosures relating to “authority” or “status”

MAR 5.3A Systems and controls for algorithmic trading

DEPP 6A.3 Determining the appropriate length of the period of suspension, restriction, condition or disciplinary prohibition

IFPRU 8.1 Prudential consolidation

SUP 3.6 Firms' cooperation with their auditors

REC 3.24 Transfers of ownership

COLL 14.3 Advisory committee

GEN 4.5 Statements about authorisation and regulation by the appropriate regulator

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)