Search Result

321 - 340 of 1580 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

CONC 2.7 Distance marketing

As Published: 2014

CONC 2.7 Distance marketing

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

IPRU-INV 11.1 INTRODUCTION

As Published: 2015

IPRU-INV 11.1 INTRODUCTION

CASS 7.10 Application and purpose

As Published: 2014

CASS 7.10 Application and purpose

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

GEN 1.2 Referring to approval by the FCA

As Published: 2005

GEN 1.2 Referring to approval by the FCA

FIT 1.3 Assessing fitness and propriety

As Published: 2015

FIT 1.3 Assessing fitness and propriety

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations

IFPRU 4.12 Securitisation

As Published: 2014

IFPRU 4.12 Securitisation

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

MCOB 1.2 General application: who? what?

As Published: 2005

MCOB 1.2 General application: who? what?

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons