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EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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COLL 7.2 Suspension and restart of dealings

As Published: 2008

COLL 7.2 Suspension and restart of dealings

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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SUP 5.3 Policy on the use of skilled persons

As Published: 2005

SUP 5.3 Policy on the use of skilled persons

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REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

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BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

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COLL 4.2 Pre-sale notifications

As Published: 2006

COLL 4.2 Pre-sale notifications

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SUP 1A.1 Application and purpose

As Published: 2013

SUP 1A.1 Application and purpose

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MAR 8.2 Requirements for benchmark submitters [deleted]

SYSC 4.7

REC 3.16 Information technology systems

EG 10.1 Introduction

GEN 1.2 Referring to approval by the FCA

SUP 10A.11 Minimising overlap with the PRA approved persons regime [deleted]

SUP 13.11 Record keeping

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

IPRU-INV 13.1 APPLICATION, GENERAL REQUIREMENTS AND PROFESSIONAL INDEMNITY INSURANCE REQUIREMENTS

EG 13.9 The FCA's use of its power to petition for a bankruptcy order or a sequestration award in relation to an individual (section 372 of the Act)