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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

As Published: 2010

DEPP 6.5B The five steps for penalties imposed on individuals in non-market abuse cases

DTR 1.4 Suspension of trading

As Published: 2007

DTR 1.4 Suspension of trading

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

EG 1.1 Overview

As Published: 2015

EG 1.1 Overview

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

PERG 4.2 Introduction

As Published: 2005

PERG 4.2 Introduction

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2011

PERG 9.4 Collective investment scheme (section 235 of the Act)

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 16.4 Acting as a depositary of an AIF

As Published: 2013

PERG 16.4 Acting as a depositary of an AIF

APER 1.1A Application

As Published: 2015

APER 1.1A Application

CREDS 8.3 Approved persons

As Published: 2012

CREDS 8.3 Approved persons

EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

SUP 16.13 Reporting under the Payment Services Regulations

As Published: 2010

SUP 16.13 Reporting under the Payment Services Regulations