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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 6.1F Using a platform service for arranging and advising

As Published: 2011

COBS 6.1F Using a platform service for arranging and advising

…

PR App 3.1

As Published: 2005

PR App 3.1

…

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

…

COND 1.3 General

As Published: 2013

COND 1.3 General

…

LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

…

RCB 2.1 Application and purpose of chapter

As Published: 2008

RCB 2.1 Application and purpose of chapter

…

LR 17.2 Requirements for listing and listing applications

As Published: 2005

LR 17.2 Requirements for listing and listing applications

…

LR 19.3 Listing applications

As Published: 2007

LR 19.3 Listing applications

…

DTR 2.7 Dealing with rumours

As Published: 2016

DTR 2.7 Dealing with rumours

…

RCB 3.4 Covered Bond issuance notifications

As Published: 2011

RCB 3.4 Covered Bond issuance notifications

…

LR 19.1 Application

As Published: 2005

LR 19.1 Application

…

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

…

DTR 1.3 Information gathering and publication

As Published: 2016

DTR 1.3 Information gathering and publication

…

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

…

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

…

SUP 14.1 Application and purpose

As Published: 2001

SUP 14.1 Application and purpose

…

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance distribution activity or MCD credit intermediation activity

…

REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

…

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

…

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

As Published: 2015

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

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