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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

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SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

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COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

As Published: 2007

COBS 6.1 Information about the firm and compensation information (non-MiFID and non-insurance distribution provisions)

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COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

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SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

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SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

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SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose

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MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

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MCOB 3A.9 Systems and controls

As Published: 2015

MCOB 3A.9 Systems and controls

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

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LR 1.6 Listing Categories

As Published: 2010

LR 1.6 Listing Categories

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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PERG 16.6 Exclusions

As Published: 2013

PERG 16.6 Exclusions

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IFPRU 5.2 Advanced Measurement Approach permission

As Published: 2014

IFPRU 5.2 Advanced Measurement Approach permission

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IPRU-INV 12 App 1 Terms

As Published: 2017

IPRU-INV 12 App 1 Terms

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CASS 7.14 Client money held by a third party

As Published: 2015

CASS 7.14 Client money held by a third party

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COLL 6.10 Senior personnel responsibilities

As Published: 2011

COLL 6.10 Senior personnel responsibilities

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