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EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

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COLL 4.8 Notifications for UCITS master-feeder arrangements

As Published: 2011

COLL 4.8 Notifications for UCITS master-feeder arrangements

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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EG 6.1 Publicity during FCA investigations

EG 8.5 Cancelling a firm’s Part 4A permission on its own initiative

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

DEPP 6.7 Discount for early settlement

LR 19.4 Continuing obligations

EG 2.9 FCA guidance and supporting materials

SUP 16.10 Verification of firm details

FEES 9.1 Application and purpose

COLL 7.3 Winding up a solvent ICVC and terminating or winding up a sub-fund of an ICVC

DEPP 6A.2 Deciding whether to take action

EG 1.1 Overview

REC 3.2 Form and method of notification

DEPP 6.6 Financial penalties for late and incomplete submission of reports

PERG 9.3 The definition

GEN 4.1 Application

MAR 5.7 Pre- and post-trade transparency requirements for equity and non- equity instruments: form of waiver and deferral

LR 13.2 Approval of circulars

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

COLL 4.8 Notifications for UCITS master-feeder arrangements

SUP 11.8 Changes in the circumstances of existing controllers