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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

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REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

As Published: 2007

REC 2.16A Operation of a multilateral trading facility (MTF) or an organised trading facility (OTF)

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REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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REC 2.12 Availability of relevant information and admission of financial instruments to trading

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading

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LR 12.3 Purchase from a related party

As Published: 2018

LR 12.3 Purchase from a related party

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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LR 12.6 Treasury shares

As Published: 2007

LR 12.6 Treasury shares

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DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

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LR 13.7 Circulars about purchase of own equity shares

As Published: 2007

LR 13.7 Circulars about purchase of own equity shares

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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LR 6.6 Control of the business

As Published: 2017

LR 6.6 Control of the business

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COLL 7.7 UCITS mergers

As Published: 2011

COLL 7.7 UCITS mergers

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR 12.1 Application

As Published: 2005

LR 12.1 Application

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

As Published: 2010

COBS 6.1B Retail investment product provider, operator of an electronic system in relation to lending, and platform service provider requirements relating to adviser charging and remuneration

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