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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

As Published: 2015

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

As Published: 2016

EG 3.11 FCA approach to firms conducting their own investigations in anticipation of enforcement action

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

REC 3.3 Waivers

As Published: 2013

REC 3.3 Waivers

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

As Published: 2007

BIPRU 11.6 Qualifying requirements for the use of particular instruments or methodologies

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SUP 16.3 General provisions on reporting

As Published: 2001

SUP 16.3 General provisions on reporting

CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

COBS 19.4 Open market options

As Published: 2010

COBS 19.4 Open market options

ICOBS 6.1 Providing product information to customers: general

As Published: 2007

ICOBS 6.1 Providing product information to customers: general

SYSC 19B.1 Application

As Published: 2013

SYSC 19B.1 Application

SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

As Published: 2015

IPRU-INV 13.15 CALCULATION OF OWN FUNDS TO MEET THE CAPITAL RESOURCES REQUIREMENT FOR A CATEGORY B FIRM

PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units