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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

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EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

As Published: 2016

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy

…

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SUP 15.5 Core information requirements

SUP App 2.15 Run-off plans for closed with-profits funds

REC 2A.4 Power and procedure for RAP penalties and censures

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

EG 13.6 Petitioning for compulsory winding up on just and equitable grounds

PERG 8.21 Company statements, announcements and briefings

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

REC 3.15 Suspension of services and inability to operate facilities

PR 2.3 Minimum information to be included in a prospectus

SUP App 3.10 Mapping of the Solvency II Directive to the Regulated Activities Order

SUP 3.3 Appointment of auditors

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

REC 4.5 FCA supervision of action by UK RIEs under their default rules

PR 4.1 Use of languages

LR 9.2 Requirements with continuing application

IFPRU 11.2 Individual recovery plans

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

FEES 9.2 PSR fees

EG 14.3 Exercise of the powers in respect of recognised schemes: section 267 of the Act - power to suspend promotion of a scheme recognised under section 264: the FCA’s policy