Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

…

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

As Published: 2007

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

…

SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

…

PR App 1.1

As Published: 2005

PR App 1.1

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 10C.10 Application for approval and withdrawing an application for approval

EG 19.26 OTC Derivatives, Central Counterparties and Trade Repositories Regulations 2013

EG 3.3 Reports by skilled persons (section 166)

EG 19.9 Electronic commerce activity directions: the FCA’s policy

EG 2.1 Case selection and the use of enforcement powers

SUP 5.5 Duties of firms

LR 8.7 Supervision of sponsors

EG 19.1 Introduction

SUP 15.11 Notification of COCON breaches and disciplinary action

DEPP 6.5D Serious financial hardship

EG 19.6 Regulated Activities Order 2001 (RAO)

EG 2.9 FCA guidance and supporting materials

SYSC 5.2

EG 19.7 The Open-Ended Investment Companies Regulations 2001

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

DEPP 6A.1 Introduction

REC 4.2D Suspension and removal of financial instruments from trading by the FCA

SUP 6.4 Applications for cancellation of permission

PR App 1.1