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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

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SUP 16.4 Annual controllers report

As Published: 2001

SUP 16.4 Annual controllers report

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FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

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COND 1.1A Application

As Published: 2013

COND 1.1A Application

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MCOB 4.4A Initial disclosure requirements

As Published: 2012

MCOB 4.4A Initial disclosure requirements

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SYSC 7.1 Risk control

As Published: 2006

SYSC 7.1 Risk control

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COLL 5.2 General investment powers and limits for UCITS schemes

As Published: 2005

COLL 5.2 General investment powers and limits for UCITS schemes

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EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

As Published: 2016

EG 19.28 Legal Aid, Sentencing and Punishment of Offenders Act 2012 (Referral Fees) Regulations 2013

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EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

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PERG 4.12 Appointed representatives

As Published: 2014

PERG 4.12 Appointed representatives

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RCB 2.3 Determination of registration

As Published: 2011

RCB 2.3 Determination of registration

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REC 6.2 Applications

As Published: 2007

REC 6.2 Applications

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MAR 10.2 Position limit requirements

As Published: 2017

MAR 10.2 Position limit requirements

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SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

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DEPP 8.2 Use of the own-initiative variation of approval power: general

As Published: 2015

DEPP 8.2 Use of the own-initiative variation of approval power: general

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SUP 13A.5 EEA firms providing cross border services into the United Kingdom

As Published: 2009

SUP 13A.5 EEA firms providing cross border services into the United Kingdom

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SYSC 8.1 General outsourcing requirements

As Published: 2006

SYSC 8.1 General outsourcing requirements

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