Search Result

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

…

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

…

MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

LR 15.5 Transactions

COBS 18.5 Residual CIS operators and small authorised UK AIFMs

MCOB 11.4 Application

IPRU-INV 12.4 NOTIFICATION REQUIREMENTS

PERG 17.6 Exclusions

TC App 3.1 Circumstances in which TC does not apply

FEES App 1 Annex 1A Application Fees payable

CREDS App 1.1 Key Definitions

MCOB 7.9 Post-sale disclosure for regulated sale and rent back agreements

FEES 5.2 Introduction

MCOB 13.8 Home purchase plans

REC 2.16B Operation of a data reporting service

PERG 12.5 Financial promotion issues

DTR 1B.2 Modifying rules and consulting the FCA

PR 1.1 Preliminary

PERG 8.22 The Internet

LR 10.5 Class 1 requirements

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation