Search Result

961 - 980 of 1634 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.1 Application and purpose (Disclosure guidance)

As Published: 2005

DTR 1.1 Application and purpose (Disclosure guidance)

LR 6.13 Externally managed companies

As Published: 2017

LR 6.13 Externally managed companies

REC 2.10 Financial crime and market abuse

As Published: 2004

REC 2.10 Financial crime and market abuse

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

EG 7.2 Alternatives to sanctions

As Published: 2015

EG 7.2 Alternatives to sanctions

MAR 4.3 Support of the Takeover Panel's Functions

As Published: 2007

MAR 4.3 Support of the Takeover Panel's Functions

REC 2.8 Settlement and clearing facilitation services

As Published: 2004

REC 2.8 Settlement and clearing facilitation services

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

BIPRU 12.7 Liquid assets buffer

As Published: 2012

BIPRU 12.7 Liquid assets buffer

CONC 3.2 Financial promotion general guidance

As Published: 2015

CONC 3.2 Financial promotion general guidance

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

PERG 8.34 The business test

As Published: 2018

PERG 8.34 The business test

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

GEN 1.1 Application

As Published: 2003

GEN 1.1 Application

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

As Published: 2015

IPRU-INV 14.5 GROUP FINANCIAL RESOURCES REQUIREMENT

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients