Search Result

981 - 1000 of 1666 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification

IFPRU 6.3 Expectations relating to internal models

As Published: 2014

IFPRU 6.3 Expectations relating to internal models

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

ICOBS 4.3 Remuneration disclosure

As Published: 2018

ICOBS 4.3 Remuneration disclosure

SUP 15.14 Notifications under the Payment Services Regulations

As Published: 2018

SUP 15.14 Notifications under the Payment Services Regulations

PERG 15.5 Negative scope/exclusions

As Published: 2015

PERG 15.5 Negative scope/exclusions

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

As Published: 2010

ICOBS 4.6 Commission disclosure for pure protection contracts sold with retail investment products

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

PERG 4.18 Regulated activities related to mortgages: flowchart

As Published: 2005

PERG 4.18 Regulated activities related to mortgages: flowchart

SUP 13.6 Changes to branches

As Published: 2001

SUP 13.6 Changes to branches

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

MCOB 3A.3 Other general requirements for financial promotions

As Published: 2015

MCOB 3A.3 Other general requirements for financial promotions

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

COLL 9.1 Application and general information

As Published: 2004

COLL 9.1 Application and general information

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

PERG 5.14 Exemptions

As Published: 2011

PERG 5.14 Exemptions

LR 8.2 When a sponsor must be appointed or its guidance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its guidance obtained

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight