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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

TC App 5.1

As Published: 2010

TC App 5.1

COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

FEES 5.9 Leaving the Financial Ombudsman Service

As Published: 2009

FEES 5.9 Leaving the Financial Ombudsman Service

PERG 15.1 Introduction

As Published: 2012

PERG 15.1 Introduction

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

As Published: 2008

COBS 11.8 Recording telephone conversations and electronic communications [deleted]

EG 19.21 The conduct of investigations under the Payment Services Regulations

As Published: 2016

EG 19.21 The conduct of investigations under the Payment Services Regulations

EG 7.9 Suspensions of voting rights

As Published: 2016

EG 7.9 Suspensions of voting rights

SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

SYSC 18.1 Application and purpose

As Published: 2006

SYSC 18.1 Application and purpose

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

RCB 3.3 Asset pool notifications

As Published: 2011

RCB 3.3 Asset pool notifications

PR 3.2 Filing and publication of prospectus

As Published: 2012

PR 3.2 Filing and publication of prospectus

CASS 6.7 Treatment of custody assets after a failure

As Published: 2017

CASS 6.7 Treatment of custody assets after a failure

IFPRU 11.3 Group recovery plans

As Published: 2016

IFPRU 11.3 Group recovery plans

SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

CASS 1A.1 Application

As Published: 2010

CASS 1A.1 Application