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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

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EG 2.10 Industry guidance

As Published: 2016

EG 2.10 Industry guidance

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IFPRU 2.4 Reporting of breaches

As Published: 2015

IFPRU 2.4 Reporting of breaches

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PERG 15.2 General

As Published: 2011

PERG 15.2 General

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EG 19.34 Markets in Financial Instruments Regulations 2017

As Published: 2017

EG 19.34 Markets in Financial Instruments Regulations 2017

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IFPRU 4.7 Internal ratings based approach: loss given default

As Published: 2014

IFPRU 4.7 Internal ratings based approach: loss given default

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PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

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DEPP 3.2 The operation of the RDC

As Published: 2013

DEPP 3.2 The operation of the RDC

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 16.2 Purpose

As Published: 2016

SUP 16.2 Purpose

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PERG 3A.2 General issues

As Published: 2011

PERG 3A.2 General issues

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DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors

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EG 2.11 Senior management responsibility

As Published: 2015

EG 2.11 Senior management responsibility

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EG 8.3 Use of the own-initiative powers in urgent cases

As Published: 2016

EG 8.3 Use of the own-initiative powers in urgent cases

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FEES 5.3 The general levy

As Published: 2010

FEES 5.3 The general levy

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