Search Result

EG 19.2 Friendly Societies Act 1974 (FSA74), Friendly Societies Act 1992 (FSA92), Co-operative and Community Benefit Societies Act 2014 (CCBSA14) and Co-operative and Community Benefit Societies Act (Northern Ireland) 1969 (CCBSA(NI)69)

…

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

As Published: 2016

EG 13.13 Rights on petitions by third parties and involvement in creditors meetings: the FCA 's policy

…

SYSC 6.3 Financial crime

As Published: 2008

SYSC 6.3 Financial crime

…

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

…

CASS 7.16 The standard methods of internal client money reconciliation

As Published: 2014

CASS 7.16 The standard methods of internal client money reconciliation

…

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 7.2 The FCA's powers to set individual requirements and limitations on its own initiative

SUP 2.1 Application and purpose

PERG 7.4 Does the article 54 exclusion apply?

COLL 6.2 Dealing

IPRU-INV 9.3 CALCULATING INITIAL CAPITAL

BIPRU 9.4 Traditional securitisation

SUP 6.5 Ending authorisation

SUP 15.8 Notification in respect of particular products and services

COBS 2.2 Information disclosure before providing services (other than MiFID and insurance distribution)

EG 9.3 Prohibition orders and withdrawal of approval - approved persons

SYSC 4.6

SYSC 19C.2 General requirement

PERG 9.11 Frequently Asked Questions

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling