Search Result

981 - 1000 of 1219 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

As Published: 2016

EG 3.8 Information requests and investigations to assist EEA regulators in relation to short selling

PERG 3A.6 Territorial scope

As Published: 2011

PERG 3A.6 Territorial scope

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

FEES 12.3 Late payments and recovery of unpaid levies

As Published: 2015

FEES 12.3 Late payments and recovery of unpaid levies

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

SUP 1A.4 Tools of supervision

As Published: 2013

SUP 1A.4 Tools of supervision

COBS 11.7 Personal account dealing

As Published: 2007

COBS 11.7 Personal account dealing

LR 5.4 Restoring listing

As Published: 2010

LR 5.4 Restoring listing

SUP 10A.12 Procedures relating to FCA-approved persons

As Published: 2014

SUP 10A.12 Procedures relating to FCA-approved persons

CASS 6.6 Records, accounts and reconciliations

As Published: 2014

CASS 6.6 Records, accounts and reconciliations

BIPRU 4.6 The IRB approach: Retail exposures

As Published: 2007

BIPRU 4.6 The IRB approach: Retail exposures

MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

MCOB 3A.1 Application and purpose

As Published: 2015

MCOB 3A.1 Application and purpose

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element