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SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation

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SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

As Published: 2004

SUP 9.3 Giving individual guidance to a firm on the FCA's own initiative

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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FEES 6.5A The retail pool

As Published: 2013

FEES 6.5A The retail pool

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EG 19.7 The Open-Ended Investment Companies Regulations 2001

As Published: 2016

EG 19.7 The Open-Ended Investment Companies Regulations 2001

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EG 4.13 Preliminary findings letters and preliminary investigation reports

As Published: 2016

EG 4.13 Preliminary findings letters and preliminary investigation reports

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SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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EG 2.15 Decision making in the context of regulatory enforcement action

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

PERG 6.5 General principles

EG 16.1 The FCA’s general approach to making disapplication orders

CONC 3.1 Application

COBS 8.1 Client agreements: non-MiFID designated investment business

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

LR 1.3 Information gathering and publication

SUP 8.8 Revoking waivers

SUP 13.10 Applicable provisions

EG 5.1 Settlement and the FCA – an overview

REC 1.2 Purpose, status and quotations, notes or references

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives or the auction regulation