Search Result

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

…

EG 19.13 The Consumer Protection Co-operation Regulation26

As Published: 2016

EG 19.13 The Consumer Protection Co-operation Regulation26

…

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

…

MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

…

EG 19.22 Decision making under the Payment Services Regulations

As Published: 2016

EG 19.22 Decision making under the Payment Services Regulations

…

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

…

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

ICOBS 5.1 General

DISP INTRO 1 Introduction

PERG 2.5 Investments and activities: general

EG 5.7 The relevance of settled cases to subsequent action

DTR 4.4 Exemptions

IFPRU 4.11 Income-producing real estate portfolios

CONC 7.6 Exercise of continuous payment authority

PRIN 2.1 The Principles

ICOBS 5.2 Demands and needs

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

EG 13.2 The FCA’s general approach to use of its powers and rights in insolvency proceedings

DISP 2.5 To which activities does the Voluntary Jurisdiction apply?

COLL 11.5 Auditors

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy