Search Result

641 - 660 of 1431 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

IFPRU 3.2 Capital

As Published: 2014

IFPRU 3.2 Capital

IFPRU 4.2 Standardised approach

As Published: 2014

IFPRU 4.2 Standardised approach

REC 3.14A Operation of a trading venue

As Published: 2007

REC 3.14A Operation of a trading venue

RCB 2.2 Applying for registration

As Published: 2011

RCB 2.2 Applying for registration

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

REC 2A.1 Introduction

As Published: 2011

REC 2A.1 Introduction

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

LR 7.2 The Listing and Premium Listing Principles

As Published: 2009

LR 7.2 The Listing and Premium Listing Principles

PERG 8.1 Application and purpose

As Published: 2014

PERG 8.1 Application and purpose

PERG 8.9 Circumstances where the restriction in section 21 does not apply

As Published: 2005

PERG 8.9 Circumstances where the restriction in section 21 does not apply

SUP 10C.8 The other local responsibility function (SMF22)

As Published: 2015

SUP 10C.8 The other local responsibility function (SMF22)

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, CRD, AIFMD, UCITS Directive, MCD and IDD to the Regulated Activities Order

PERG 13.4 Financial instruments

As Published: 2007

PERG 13.4 Financial instruments

REC 3.11 Insolvency events

As Published: 2013

REC 3.11 Insolvency events