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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MAR 1.4 Unlawful disclosure

As Published: 2001

MAR 1.4 Unlawful disclosure

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

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MCOB 4.8A Execution-only sales

As Published: 2012

MCOB 4.8A Execution-only sales

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

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EG 9.2 The FCA’s general policy in this area

As Published: 2016

EG 9.2 The FCA’s general policy in this area

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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MIPRU 4.2F Exposures and risk weights

As Published: 2015

MIPRU 4.2F Exposures and risk weights

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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EG 4.11 Approach to interviews and interview procedures

As Published: 2016

EG 4.11 Approach to interviews and interview procedures

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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APER 1.1A Application

As Published: 2015

APER 1.1A Application

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REC 2A.4 Power and procedure for RAP penalties and censures

As Published: 2012

REC 2A.4 Power and procedure for RAP penalties and censures

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FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

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PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

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EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

As Published: 2016

EG 19.5 Regulation of Investigatory Powers Act 2000 (RIPA)

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