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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

RCB 3.5 Other notifications

As Published: 2011

RCB 3.5 Other notifications

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

MAR 9.4 Supervisory regime

As Published: 2017

MAR 9.4 Supervisory regime

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

As Published: 2005

SUP 15.10 Reporting suspicious transactions or orders (market abuse)

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SUP 8.8 Revoking waivers

As Published: 2001

SUP 8.8 Revoking waivers

PERG 15.2 General

As Published: 2011

PERG 15.2 General

SYSC 3.1 Systems and controls

As Published: 2006

SYSC 3.1 Systems and controls

MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2013

REC 4.3 Risk assessments for UK recognised bodies

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

DEPP 6A.1 Introduction

As Published: 2010

DEPP 6A.1 Introduction

SUP 4.4 Appropriate actuaries

As Published: 2001

SUP 4.4 Appropriate actuaries

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

MAR 7A.1 Application

As Published: 2017

MAR 7A.1 Application

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements