Search Result

341 - 360 of 1555 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 13.5 Exemptions from MiFID

As Published: 2011

PERG 13.5 Exemptions from MiFID

BIPRU 3.4 Risk weights under the standardised approach to credit risk

As Published: 2006

BIPRU 3.4 Risk weights under the standardised approach to credit risk

SYSC 18.3 Internal arrangements

As Published: 2015

SYSC 18.3 Internal arrangements

REC 2.1 Introduction

As Published: 2005

REC 2.1 Introduction

EG 19.35 Data Reporting Services Regulations 2017

As Published: 2017

EG 19.35 Data Reporting Services Regulations 2017

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SYSC 4.9

As Published: 2015

SYSC 4.9

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

PERG 13.2 General

As Published: 2011

PERG 13.2 General

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

SUP 11.7 Acquisition or increase of control: assessment process and criteria

As Published: 2004

SUP 11.7 Acquisition or increase of control: assessment process and criteria

SYSC 4.2 Persons who effectively direct the business

As Published: 2008

SYSC 4.2 Persons who effectively direct the business

MCOB 4.11 Sale and rent back: advising and selling standards

As Published: 2010

MCOB 4.11 Sale and rent back: advising and selling standards

SUP 10A.10 Customer-dealing functions

As Published: 2014

SUP 10A.10 Customer-dealing functions

REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

SUP 6.1 Application, interpretation and purpose

As Published: 2004

SUP 6.1 Application, interpretation and purpose

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

LR 2.2 Requirements for all securities

As Published: 2007

LR 2.2 Requirements for all securities