Search Result

261 - 280 of 1341 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

As Published: 2016

EG 19.33 The Small and Medium Sized Business (Finance Platforms) Regulations 2015

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

As Published: 2016

EG 19.31 The Small and Medium Sized Business (Credit Information) Regulations

SYSC 4.9

As Published: 2015

SYSC 4.9

SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

SUP 10A.8 Systems and controls functions

As Published: 2013

SUP 10A.8 Systems and controls functions

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

REC 3.13 Delegation of relevant functions

As Published: 2011

REC 3.13 Delegation of relevant functions

DTR 4.4 Exemptions

As Published: 2010

DTR 4.4 Exemptions

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

As Published: 2015

IPRU-INV 9.6 NON-FINANCIAL RESOURCE REQUIREMENTS

REC 2.5 Systems and controls, algorithmic trading and conflicts

As Published: 2004

REC 2.5 Systems and controls, algorithmic trading and conflicts

SUP 14.6 Cancelling qualification for authorisation

As Published: 2004

SUP 14.6 Cancelling qualification for authorisation

REC 3.6 Constitution and governance

As Published: 2013

REC 3.6 Constitution and governance

EG 19.23 Electronic Money Regulations 2011

As Published: 2016

EG 19.23 Electronic Money Regulations 2011

LR 3.3 Shares

As Published: 2007

LR 3.3 Shares

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

REC 3.18 Membership

As Published: 2010

REC 3.18 Membership

SUP 13.11 Record keeping

As Published: 2007

SUP 13.11 Record keeping

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

LR 5.4A Transfer between listing categories

As Published: 2009

LR 5.4A Transfer between listing categories

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose