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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

As Published: 2016

EG 10.6 Applications for injunctions under regulation 12 of the Unfair Terms Regulations or Schedule 3 to the CRA : the FCA 's policy

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SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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EG 2.6 Assisting overseas regulators

As Published: 2016

EG 2.6 Assisting overseas regulators

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LR 13.5 Financial information in Class 1 Circulars

As Published: 2007

LR 13.5 Financial information in Class 1 Circulars

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COND 2.3 Effective supervision

As Published: 2004

COND 2.3 Effective supervision

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SUP 11.5 Notifications by firms

As Published: 2004

SUP 11.5 Notifications by firms

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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COLL 8.1 Introduction

As Published: 2007

COLL 8.1 Introduction

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

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MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

As Published: 2015

MCOB 5A.4 Provision of a European Standardised Information Sheet (ESIS)

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FIT 2.1 Honesty, integrity and reputation

As Published: 2003

FIT 2.1 Honesty, integrity and reputation

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COLL 11.5 Auditors

As Published: 2013

COLL 11.5 Auditors

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DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

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