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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MCOB 4.7A Advised sales

As Published: 2012

MCOB 4.7A Advised sales

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CONC 1.1 Application and purpose

As Published: 2014

CONC 1.1 Application and purpose

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PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

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EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

As Published: 2016

EG 8.2 Varying a firm’s Part 4A permission or imposing requirements on the FCA’s own initiative

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CONC 15.1 Application

As Published: 2014

CONC 15.1 Application

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SYSC 4 Annex 1

As Published: 2015

SYSC 4 Annex 1

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LR 16.3 Listing applications

As Published: 2008

LR 16.3 Listing applications

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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SYSC 4.9

As Published: 2015

SYSC 4.9

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LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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PERG 13.6 CRD IV

As Published: 2007

PERG 13.6 CRD IV

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LR 20.4 Continuing obligations

As Published: 2016

LR 20.4 Continuing obligations

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PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction

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LR 14.2 Requirements for listing

As Published: 2007

LR 14.2 Requirements for listing

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BIPRU 2.1 Solo consolidation

As Published: 2006

BIPRU 2.1 Solo consolidation

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BIPRU 12.5 Individual Liquidity Adequacy Standards

As Published: 2009

BIPRU 12.5 Individual Liquidity Adequacy Standards

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PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

As Published: 2006

PERG 8.25 Advice must relate to an investment which is a security or contractually based investment

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BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2013

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

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COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

As Published: 2007

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

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