Search Result

161 - 180 of 1192 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.13 Appointed representatives

As Published: 2014

PERG 5.13 Appointed representatives

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

PERG 5.15 Illustrative tables

As Published: 2005

PERG 5.15 Illustrative tables

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs

PERG 13.3 Investment Services and Activities

As Published: 2012

PERG 13.3 Investment Services and Activities

SUP 10A.1 Application

As Published: 2013

SUP 10A.1 Application

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

IFPRU 6.1 Market risk requirements

As Published: 2014

IFPRU 6.1 Market risk requirements

SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

PERG 9.5 The property condition (section 236(2) of the Act)

As Published: 2005

PERG 9.5 The property condition (section 236(2) of the Act)

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

As Published: 2001

SUP 6.3 Applications for variation of permission and/or imposition, variation or cancellation of requirements

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

SYSC 19D.1 Application and purpose

As Published: 2015

SYSC 19D.1 Application and purpose

PERG 11.2 Guidance on property investment clubs

As Published: 2013

PERG 11.2 Guidance on property investment clubs

DEPP 2.5 Provision for certain categories of decision

As Published: 2007

DEPP 2.5 Provision for certain categories of decision

PERG 9.2 Introduction

As Published: 2005

PERG 9.2 Introduction