Search Result

1661 - 1680 of 1783 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 13.1 Introduction

As Published: 2012

COLL 13.1 Introduction

MAR 7A.2 Purpose

As Published: 2017

MAR 7A.2 Purpose

COBS 10.6 When a firm need not assess appropriateness

As Published: 2017

COBS 10.6 When a firm need not assess appropriateness

MAR 5A.2 Purpose

As Published: 2017

MAR 5A.2 Purpose

MAR 5.4 Finalisation of transactions

As Published: 2007

MAR 5.4 Finalisation of transactions

IFPRU 10.7 Exemption

As Published: 2014

IFPRU 10.7 Exemption

FEES 6.4A Management expenses in respect of relevant schemes

As Published: 2010

FEES 6.4A Management expenses in respect of relevant schemes

MAR 5A.6 Finalisation of transactions

As Published: 2017

MAR 5A.6 Finalisation of transactions

PERG 17.6 Exclusions

As Published: 2014

PERG 17.6 Exclusions

COBS 12.2 Investment research and non-independent research

As Published: 2007

COBS 12.2 Investment research and non-independent research

SUP 10C.6 FCA-required functions

As Published: 2015

SUP 10C.6 FCA-required functions

LR 15.1 Application

As Published: 2005

LR 15.1 Application

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

MAR 5A.7 Monitoring compliance with the rules of the OTF

As Published: 2017

MAR 5A.7 Monitoring compliance with the rules of the OTF

LR 9.1 Preliminary

As Published: 2005

LR 9.1 Preliminary

MAR 1.8 Dissemination

As Published: 2001

MAR 1.8 Dissemination

IPRU-INV 4.5 ACCOUNTING RECORDS

As Published: 2015

IPRU-INV 4.5 ACCOUNTING RECORDS

CONC 4.7

As Published: 2014

CONC 4.7

IFPRU 10.2 Capital conservation buffer

As Published: 2016

IFPRU 10.2 Capital conservation buffer

EG 10.7 FCA costs

As Published: 2016

EG 10.7 FCA costs