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EG 14.1 Exercise of the powers in respect of Authorised Unit Trust Schemes (AUT) and authorised contractual schemes (ACS): sections 254 (Revocation of authorisation order otherwise than by consent), 257 (Directions), 258 (Applications to the court), 261U (Revocation of authorisation order otherwise than by consent), 261X (Directions) and 261Y (Applications to the court) of the Act

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COLL 9.4 Facilities in the United Kingdom

As Published: 2011

COLL 9.4 Facilities in the United Kingdom

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COLL 11.2 Approval of a feeder UCITS

As Published: 2014

COLL 11.2 Approval of a feeder UCITS

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COBS 9.3 Guidance on assessing suitability

As Published: 2013

COBS 9.3 Guidance on assessing suitability

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DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

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BIPRU 4.8 The IRB approach: Purchased receivables

As Published: 2006

BIPRU 4.8 The IRB approach: Purchased receivables

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SUP 5.4 Appointment and reporting process

As Published: 2016

SUP 5.4 Appointment and reporting process

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REC 3.8 Financial and other information

As Published: 2013

REC 3.8 Financial and other information

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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SUP 10A.15 References and accurate information

As Published: 2016

SUP 10A.15 References and accurate information

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LR 5.1 Suspending listing

As Published: 2005

LR 5.1 Suspending listing

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Similar To

CASS 6.4 Use of safe custody assets

GEN 1.3 Emergency

CASS 6.7 Treatment of custody assets after a failure

CASS 11.9 Segregation and the operation of client money accounts

GEN 7.1 Application

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COBS 10.4 Assessing appropriateness: when it need not be done

LR 19.2 Requirements for listing