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EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy

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REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

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SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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SUP 15.11 Notification of COCON breaches and disciplinary action

As Published: 2015

SUP 15.11 Notification of COCON breaches and disciplinary action

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MAR 5.10 Operation of an SME growth market

As Published: 2017

MAR 5.10 Operation of an SME growth market

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SUP 16.24 Retirement income data reporting

COBS 4.6 Past, simulated past and future performance (non-MiFID provisions)

RCB 2.3 Determination of registration

SUP 8A.3 Applying for a direction or determination by the FCA waiving, varying or disapplying CCA requirements

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

SYSC 10A.1 Application

SUP 15.8 Notification in respect of particular products and services

BIPRU 7.9 Use of a CAD 1 model

SUP 16.3 General provisions on reporting

IFPRU 4.12 Securitisation

DTR 8.5 Supervision of primary information providers

RCB 3.5 Other notifications

SUP 8.9 Decision making

EG 8.6 Exercising the power under section 55Q to vary or cancel a firm’s Part 4A permission or to impose requirements on a firm in support of an overseas regulator: the FCA’s policy