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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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CASS 9.5 Reporting to clients on request

As Published: 2014

CASS 9.5 Reporting to clients on request

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MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

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MCOB 3B.1 Provision of general information

As Published: 2015

MCOB 3B.1 Provision of general information

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COLL 5.3 Derivative exposure

As Published: 2005

COLL 5.3 Derivative exposure

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MCOB 1.3 General application: where?

As Published: 2004

MCOB 1.3 General application: where?

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COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

As Published: 2017

COLL Appendix 2 Modifications to the KII Regulation for KII-compliant NURS

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COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

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PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2014

PERG 4.10 Exclusions applying to more than one regulated activity

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APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

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REC 2.7 Access to facilities

As Published: 2004

REC 2.7 Access to facilities

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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IFPRU 11.1 Application and purpose

As Published: 2015

IFPRU 11.1 Application and purpose

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DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

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LR 10.5 Class 1 requirements

As Published: 2007

LR 10.5 Class 1 requirements

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APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

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FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

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SYSC 2.2 Recording the apportionment

As Published: 2015

SYSC 2.2 Recording the apportionment

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MAR 7A.3 Requirements for algorithmic trading

As Published: 2017

MAR 7A.3 Requirements for algorithmic trading

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REC 2A.3 Guidance on RAP recognition requirements

As Published: 2012

REC 2A.3 Guidance on RAP recognition requirements

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