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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 6.5 General principles

As Published: 2005

PERG 6.5 General principles

IFPRU 10.6 Application on an individual and consolidated basis

As Published: 2014

IFPRU 10.6 Application on an individual and consolidated basis

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

EG 16.1 The FCA’s general approach to making disapplication orders

As Published: 2016

EG 16.1 The FCA’s general approach to making disapplication orders

FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

EG 7.5 Payment of financial penalties

As Published: 2016

EG 7.5 Payment of financial penalties

COLL 11.1 Introduction

As Published: 2011

COLL 11.1 Introduction

LR 19.4 Continuing obligations

As Published: 2006

LR 19.4 Continuing obligations

EG 2.5 Cases where other authorities have an interest

As Published: 2016

EG 2.5 Cases where other authorities have an interest

MCOB 2.7A E-Commerce

As Published: 2007

MCOB 2.7A E-Commerce

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

INSPRU 1.1 Application

As Published: 2006

INSPRU 1.1 Application

MAR 5.6 Reporting requirements

As Published: 2007

MAR 5.6 Reporting requirements

CONC 2.8 E-commerce

As Published: 2014

CONC 2.8 E-commerce

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

As Published: 2017

MAR 5AA.1 Operation of a multilateral system as an MTF or OTF

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

As Published: 2016

CREDS 3A.5 Requirements on the retail distribution and financial promotion of capital instruments

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

DISP 1.10A Complaints data publication rules

As Published: 2010

DISP 1.10A Complaints data publication rules

SUP 16.11 Product Sales Data Reporting

As Published: 2004

SUP 16.11 Product Sales Data Reporting

APER 2.1A The Statements of Principle

As Published: 2015

APER 2.1A The Statements of Principle