Search Result

741 - 760 of 1470 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 14.1 Application

As Published: 2006

SYSC 14.1 Application

IPRU-INV 2.1 APPLICATION

As Published: 2015

IPRU-INV 2.1 APPLICATION

CONC 2.10 Mental capacity guidance

As Published: 2014

CONC 2.10 Mental capacity guidance

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

As Published: 2017

TC 4.1 Specified requirements for MiFID investment firms and for third country investment firms

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

SUP App 2.7 Capital resources below the level of individual capital guidance

As Published: 2006

SUP App 2.7 Capital resources below the level of individual capital guidance

COCON 1.2 Investments

As Published: 2015

COCON 1.2 Investments

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose

PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

PERG 16.7 By way of business

As Published: 2013

PERG 16.7 By way of business

DTR 1C.1 Application and purpose (Primary information providers)

As Published: 2014

DTR 1C.1 Application and purpose (Primary information providers)

EG 2.1 Case selection and the use of enforcement powers

As Published: 2016

EG 2.1 Case selection and the use of enforcement powers

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

PERG 4.13 Other exemptions

As Published: 2011

PERG 4.13 Other exemptions

EG 11.3 The FCA’s choice of powers

As Published: 2016

EG 11.3 The FCA’s choice of powers

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

EG 5.5 The settlement discount scheme

As Published: 2015

EG 5.5 The settlement discount scheme

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

PERG 16.8 Territorial scope

As Published: 2013

PERG 16.8 Territorial scope

PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples