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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 4.1 Annual financial report

As Published: 2006

DTR 4.1 Annual financial report

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EG 6.1 Publicity during FCA investigations

As Published: 2016

EG 6.1 Publicity during FCA investigations

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SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

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MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

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SUP 10A.9 Significant management functions

As Published: 2014

SUP 10A.9 Significant management functions

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IPRU-INV 9.5 CALCULATION OF OWN FUNDS

As Published: 2015

IPRU-INV 9.5 CALCULATION OF OWN FUNDS

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LR 20.5 Disclosures

As Published: 2010

LR 20.5 Disclosures

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MAR 6.4 Systematic internaliser reporting requirement

As Published: 2017

MAR 6.4 Systematic internaliser reporting requirement

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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BIPRU 5.4 Financial collateral

As Published: 2006

BIPRU 5.4 Financial collateral

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CONC 10.2 Prudential resources requirements

As Published: 2014

CONC 10.2 Prudential resources requirements

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PERG 12.1 Background

As Published: 2006

PERG 12.1 Background

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SUP 16.14 Client money and asset return

As Published: 2010

SUP 16.14 Client money and asset return

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IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

As Published: 2014

IFPRU 4.4 Internal ratings based approach: overall requirements for estimation

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PR App 3.1

As Published: 2005

PR App 3.1

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LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

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FIT 2.3 Financial soundness

As Published: 2015

FIT 2.3 Financial soundness

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REC 3.2 Form and method of notification

As Published: 2013

REC 3.2 Form and method of notification

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FEES 9.1 Application and purpose

As Published: 2015

FEES 9.1 Application and purpose

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