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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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REC 3.1 Application and purpose

As Published: 2011

REC 3.1 Application and purpose

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PR 2.3 Minimum information to be included in a prospectus

As Published: 2007

PR 2.3 Minimum information to be included in a prospectus

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EG 2.4 Case selection: Unauthorised business

As Published: 2016

EG 2.4 Case selection: Unauthorised business

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EG 19.10 Enterprise Act 2002

COBS 18.11 Authorised professional firms

CONC 10.1 Application and purpose

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CREDS 2.1 Application and purpose

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PERG 2.1 Application and purpose

EG 19.29 Immigration Act 2014 (Bank Account) Regulations 2014

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

SUP 8.9 Decision making

MAR 10.2 Position limit requirements

ICOBS 7.2 Effects of cancellation

DTR 4.2 Half-yearly financial reports

PR 3.4 Supplementary prospectus

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation