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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 3.8 Rights and duties of auditors

As Published: 2004

SUP 3.8 Rights and duties of auditors

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FEES 6.4 Management expenses

As Published: 2007

FEES 6.4 Management expenses

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COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2011

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

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REC 2.4A Management body

As Published: 2017

REC 2.4A Management body

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SYSC 13.9 Outsourcing

As Published: 2015

SYSC 13.9 Outsourcing

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PERG 4.1 Application and purpose

As Published: 2006

PERG 4.1 Application and purpose

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MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

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MAR 5A.5 Systems and controls for algorithmic trading

As Published: 2017

MAR 5A.5 Systems and controls for algorithmic trading

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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IFPRU 1.2 Significant IFPRU firm

As Published: 2014

IFPRU 1.2 Significant IFPRU firm

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SUP 16.17 Remuneration reporting

As Published: 2012

SUP 16.17 Remuneration reporting

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EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

As Published: 2016

EG 13.10 Applications in relation to voluntary arrangements: the FCA’s policy

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EG 5.6 Mediation

As Published: 2016

EG 5.6 Mediation

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EG 5.7 The relevance of settled cases to subsequent action

As Published: 2016

EG 5.7 The relevance of settled cases to subsequent action

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APER 4.3 Statement of Principle 3

As Published: 2007

APER 4.3 Statement of Principle 3

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CASS 7.13 Segregation of client money

As Published: 2014

CASS 7.13 Segregation of client money

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SUP 11.2 Purpose

As Published: 2004

SUP 11.2 Purpose

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PERG 5.2 Introduction

As Published: 2005

PERG 5.2 Introduction

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EG 2.9 FCA guidance and supporting materials

As Published: 2016

EG 2.9 FCA guidance and supporting materials

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