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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 4.9

As Published: 2015

SYSC 4.9

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SUP 16.18 AIFMD reporting

As Published: 2013

SUP 16.18 AIFMD reporting

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MAR 9.3 Notification and information

As Published: 2017

MAR 9.3 Notification and information

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CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

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CASS 11.3 Responsibility for CASS operational oversight

As Published: 2015

CASS 11.3 Responsibility for CASS operational oversight

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CASS 12.2 Treatment of client money

As Published: 2014

CASS 12.2 Treatment of client money

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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DEPP 7.2 Interviews

As Published: 2009

DEPP 7.2 Interviews

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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SUP 10C.10 Application for approval and withdrawing an application for approval

As Published: 2015

SUP 10C.10 Application for approval and withdrawing an application for approval

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PR 4.1 Use of languages

As Published: 2005

PR 4.1 Use of languages

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CONC 14.1 Application

As Published: 2014

CONC 14.1 Application

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PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2013

PERG 5.8 The regulated activities: advising on contracts of insurance

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EG 9.9 The effect of the FCA’s decision to withdraw approval

As Published: 2016

EG 9.9 The effect of the FCA’s decision to withdraw approval

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IPRU-INV 5.12 Counterparty risk requirement (CRR)

As Published: 2016

IPRU-INV 5.12 Counterparty risk requirement (CRR)

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SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

As Published: 2016

SYSC 22.7 Getting references: additional rules and guidance for SMCR firms

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ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

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LR 5.6 Reverse takeovers

As Published: 2012

LR 5.6 Reverse takeovers

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COLL 9.3 Section 272 recognised schemes

As Published: 2014

COLL 9.3 Section 272 recognised schemes

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COCON 2.1 Individual conduct rules

As Published: 2015

COCON 2.1 Individual conduct rules

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