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EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation

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EG 12.1 The FCA’s general approach

As Published: 2016

EG 12.1 The FCA’s general approach

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IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

As Published: 2014

IFPRU 4.8 Internal ratings based approach: own estimates of exposure at default (EAD)

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COND 2.2 Location of offices

As Published: 2004

COND 2.2 Location of offices

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FEES 12.2 FOS ADR levy

As Published: 2015

FEES 12.2 FOS ADR levy

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SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

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REC 6.8 Powers to supervise

As Published: 2013

REC 6.8 Powers to supervise

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SUP 1A.2 Introduction

As Published: 2013

SUP 1A.2 Introduction

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SYSC 3.1 Systems and controls

REC 2A.4 Power and procedure for RAP penalties and censures

PRIN 1.2 Clients and the Principles

CREDS 3A.4 Insurance against fraud or other dishonesty

EG 13.4 Petitions for administration orders or compulsory winding up orders: determining whether to seek any insolvency order

LR 8.4 Role of a sponsor: transactions

DEPP 6.5C The five steps for penalties imposed on individuals in market abuse cases

EG 2.11 Senior management responsibility

PERG 13.5 Exemptions from MiFID

MCOB 6.9 Regulated sale and rent back agreements

IPRU-INV 14.4 GROUP FINANCIAL RESOURCES

DEPP 7.1 Application and purpose

EG 3.8A Information requests and entry of premises under warrant to assist EEA regulators in relation to the Market Abuse Regulation or the auction regulation