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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.19 Investigations

As Published: 2011

REC 3.19 Investigations

SUP 8.6 Publication of waivers

As Published: 2004

SUP 8.6 Publication of waivers

SYSC 10A.1 Application

As Published: 2017

SYSC 10A.1 Application

REC 4.9 Disciplinary measures

As Published: 2013

REC 4.9 Disciplinary measures

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

As Published: 2007

TC App 2.1 TCs Territorial Scope subject to the limitation in TC Appendix 3

APER 4.4 Statement of Principle 4

As Published: 2015

APER 4.4 Statement of Principle 4

GEN 6.1 Payment of financial penalties

As Published: 2003

GEN 6.1 Payment of financial penalties

EG 3.3 Reports by skilled persons (section 166)

As Published: 2016

EG 3.3 Reports by skilled persons (section 166)

REC 4.2A Publication of information by UK RIEs and RAPs

As Published: 2007

REC 4.2A Publication of information by UK RIEs and RAPs

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

As Published: 2004

REC 2.6 General safeguards for investors, suspension and removal of financial instruments from trading and order execution on regulated markets

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

As Published: 2017

PERG 3A.4 Small electronic money institutions, mixed businesses, distributors, agents and exempt bodies

FEES 9.2 PSR fees

As Published: 2015

FEES 9.2 PSR fees

SUP 16.5 Annual Close Links Reports

As Published: 2001

SUP 16.5 Annual Close Links Reports

IFPRU 11.4 Information for resolution plans

As Published: 2015

IFPRU 11.4 Information for resolution plans

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

CASS 1A.3 Responsibility for CASS operational oversight

As Published: 2010

CASS 1A.3 Responsibility for CASS operational oversight

PERG 15.3 Payment services

As Published: 2009

PERG 15.3 Payment services

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

MAR 8.2 Requirements for benchmark submitters [deleted]

As Published: 2018

MAR 8.2 Requirements for benchmark submitters [deleted]

PR App 1.1

As Published: 2005

PR App 1.1